This course provides a comprehensive foundation in fund governance, fiduciary responsibility, and global regulatory compliance for institutional investors. Participants explore governance frameworks, risk oversight, and regulatory structures that guide sovereign funds, pensions, hedge funds, and mutual funds. Through case studies and practical tools, the program demonstrates how ESG integration, reporting standards, and compliance systems shape modern fund operations. Designed for trustees, analysts, and compliance professionals, it equips learners to build transparent, resilient, and accountable fund governance frameworks.
Growth
Skills & learning objectives
There are 11 modules in this class
- Overview of Fund Governance: Purpose and ImportanceUnlock this class to watch1m 15s
- Role of Regulatory Compliance in Fund ManagementUnlock this class to watch2m 38s
- Types of Funds: Sovereign Wealth Funds, Pension Funds, Mutual and Hedge FundsUnlock this class to watch4m 13s
- Global Trends in Fund Governance and RegulationUnlock this class to watch3m 49s
- Governance Frameworks: Santiago Principles and Global Best PracticesUnlock this class to watch2m 32s
- Roles and Responsibilities of Boards, Trustees, and CommitteesUnlock this class to watch2m 36s
- Board Dynamics and Behavioral GovernanceUnlock this class to watch2m 47s
- Fiduciary Duties, Ethical Obligations, and Conflicts of InterestUnlock this class to watch3m 34s
- Stakeholder Engagement and Accountability MechanismsUnlock this class to watch2m 52s
- Governance Models Across Fund Types (Mutual, Hedge, Pension, SWF)Unlock this class to watch3m 8s
- National and International Regulatory Authorities (SEC, FCA, ESMA, etc.)Unlock this class to watch2m 20s
- Key Regulations for SWFs, Pension Funds, and Collective Investment VehiclesUnlock this class to watch2m 37s
- Anti-Money Laundering (AML), KYC, and Counter-Terrorism Financing ComplianceUnlock this class to watch2m 12s
- Tax Compliance: FATCA, CRS, and Withholding ObligationsUnlock this class to watch3m 8s
- Cross-Border Regulatory Challenges and Investor ProtectionUnlock this class to watch3m 11s
- Harmonization and Convergence of Global Standards (UCITS, AIFMD, MIFID II)Unlock this class to watch2m 54s
- Identifying Governance, Legal, and Regulatory RisksUnlock this class to watch2m 38s
- Operational and Reputational Risk ManagementUnlock this class to watch2m 20s
- Governance and Oversight of Third-Party Service Providers (Custodians, Administrators, etc.)Unlock this class to watch2m 29s
- ESG and Sustainability Risk Integration in GovernanceUnlock this class to watch2m 56s
- Stress Testing and Scenario Analysis for Regulatory ShocksUnlock this class to watch2m 48s
- Internal Controls, Whistleblowing, and Audit ProcessesUnlock this class to watch2m 35s
- Principles of Transparent Reporting and DisclosureUnlock this class to watch2m 19s
- Financial and Non-Financial Disclosure Standards (including ESG)Unlock this class to watch2m 39s
- Public Reporting for Sovereign Wealth and Pension FundsUnlock this class to watch2m 28s
- Engagement with Regulators, Stakeholders, and the PublicUnlock this class to watch2m 37s
- Principles of Responsible Investment (PRI) and Stewardship CodesUnlock this class to watch2m 11s
- ESG Integration into Governance and Investment Decision-MakingUnlock this class to watch2m 18s
- Ethical Decision-Making Frameworks in Fund ManagementUnlock this class to watch2m 22s
- Managing Conflicts of Interest and Related-Party TransactionsUnlock this class to watch3m 54s
- Compensation Structures, Incentives, and Alignment with Fiduciary DutiesUnlock this class to watch3m
- Case Studies in Ethical and Sustainable Fund ManagementUnlock this class to watch3m 7s
- Data Privacy and Protection Regulations (GDPR, CCPA, etc.)Unlock this class to watch3m 9s
- Cybersecurity Governance and Incident ResponseUnlock this class to watch3m 21s
- RegTech, Compliance Monitoring Systems, and AutomationUnlock this class to watch3m 1s
- Leveraging AI, Big Data, and Advanced Analytics for Regulatory ReportingUnlock this class to watch2m 56s
- Regulatory Enforcement Actions and Common BreachesUnlock this class to watch3m 9s
- Norway Government Pension Fund Global: Governance ModelUnlock this class to watch2m 41s
- Abu Dhabi Investment Authority and Regulatory Compliance PracticesUnlock this class to watch3m 11s
- Canada Pension Plan Investment Board and Singapore's GIC: Best PracticesUnlock this class to watch2m 52s
- Lessons from Global Compliance Failures and Litigation OutcomesUnlock this class to watch2m 21s
- Evolving Global Regulatory Landscapes and Supervisory ApproachesUnlock this class to watch2m 34s
- ESG, Sustainability, and Impact on Governance StructuresUnlock this class to watch2m 45s
- Innovations in Governance Models and Digital Asset Compliance (Crypto, DeFi)Unlock this class to watch3m 45s
- Developing and Implementing a Compliance FrameworkUnlock this class to watch2m 11s
- Capstone Project: Designing a Governance and Compliance PolicyUnlock this class to watch2m 22s
- Training and Capacity Building for Compliance ProfessionalsUnlock this class to watch1m 55s
- Preparing for Future Challenges in Fund GovernanceUnlock this class to watch1m 59s
- ClosingUnlock this class to watch56s
This class is part of the following certifications
Certified Portfolio & Fund Manager (CPFM)
63 ClassesUnlimited interactive exercises
Unlock Certificate
ClassFAQs
The course aims to provide learners with a professional foundation in fund governance, fiduciary duties, regulatory expectations, internal controls, and compliance frameworks that ensure investor protection and market integrity.
The course is designed for investment professionals, fund managers, compliance officers, and institutional capital stewards responsible for governance, oversight, and regulatory adherence.
The module covers board structures, trustee responsibilities, investment committees, custodians, administrators, and key oversight duties within investment funds.
The course explains conflict-management policies, fiduciary loyalty, ethical conduct expectations, and lessons learned from governance failures across the investment industry.
Learners will develop the ability to interpret regulatory regimes, design compliance processes, implement control systems, conduct due diligence, and monitor fund risks and reporting obligations.
Explore
More from trading
Reviews
What our learners say
4.6
0 reviews