This course provides a complete foundation in ethical principles, professional conduct, and regulatory standards that govern today’s financial industry. Learners explore business ethics, organizational culture, decision-making frameworks, and the responsibilities financial professionals must uphold. Through practical models and real-world scenarios, the program builds the skills needed to identify dilemmas, manage conflicts of interest, and maintain integrity in all financial activities. Designed for both beginners and practitioners, it prepares participants to make ethical, transparent, and responsible decisions in dynamic market environments.

Growth

Skills & learning objectives

There are 6 modules in this class


  • Concept of EthicsUnlock this class to watch4m 34s
  • The Purpose of EthicsUnlock this class to watch3m 36s
  • Types of Codes of EthicsUnlock this class to watch4m 51s
  • Recent Public Lapses in Ethical StandardsUnlock this class to watch2m 21s
  • The Need for an Ethical WorkplaceUnlock this class to watch49s

  • What are Fundamental business ethics?Unlock this class to watch4m 13s
  • Types of business ethicsUnlock this class to watch3m 27s
  • Influences of Business EthicsUnlock this class to watch1m 30s
  • Fraud triangle and fraud diamond theoryUnlock this class to watch2m 58s
  • ECI Global Business Ethics SurveyUnlock this class to watch2m 28s
  • Reducing Ethics RiskUnlock this class to watch3m 58s

  • What Comprises an Ethical Culture?Unlock this class to watch7m 18s
  • Whistleblowing & WhistleblowerUnlock this class to watch3m 28s
  • Ethics and Compliance programUnlock this class to watch2m 13s

  • Standards of Professional ConductUnlock this class to watch7m 10s
  • Integrity in Financial MarketUnlock this class to watch5m 59s

  • The Framework of Ethical Decision-MakingUnlock this class to watch6m 6s
  • Ethical ConsiderationsUnlock this class to watch4m 24s
  • Barriers to Ethical BehaviorUnlock this class to watch4m 23s
  • Common Ethical Issues in the WorkplaceUnlock this class to watch2m 30s
  • Making Ethical DecisionsUnlock this class to watch7m 11s
  • ClosingUnlock this class to watch56s

Final exam

Assess your learning with a final exam covering all class topics.

This class is part of the following certifications

Issued by Capital Academy and the American University in Dubai (AUD)
Certified Portfolio & Fund Manager (CPFM)

Certified Portfolio & Fund Manager (CPFM)

63 ClassesUnlimited interactive exercises

Unlock Certificate
Issued by Capital Academy and the American University in Dubai (AUD)
Certificate in AI-Powered Financial Analysis (CAFA)

Certificate in AI-Powered Financial Analysis (CAFA)

56 ClassesUnlimited interactive exercises

Unlock Certificate

ClassFAQs

The course aims to provide a strong foundation in professional ethics and their application within financial markets, business environments, and organizational cultures.
The course is designed for financial analysts, compliance officers, fund managers, corporate leaders, and other professionals who face ethical decision-making in their roles.
The module covers elements of ethical workplace culture, strategies to promote ethical values, identifying weak ethical climates, whistleblower protection, and ethics and compliance programs.
The course discusses ethical standards in the finance industry, including integrity, professionalism, duties to clients and employers, and ethical investment analysis.
The course presents structured ethical decision-making frameworks, models for resolving dilemmas, and strategies to overcome barriers to ethical behavior.

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