This course offers a clear and practical understanding of global financial regulations and compliance frameworks. It examines key regulatory bodies, legal obligations, reporting standards, and the mechanisms that safeguard market integrity. Students develop essential compliance skills to navigate today’s evolving regulatory environment.
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Skills & learning objectives
There are 10 modules in this class
- Overview of global financial regulationsUnlock this class to watch5m 51s
- Key regulatory frameworks and standardsUnlock this class to watch5m 30s
- Regulatory Objectives and MandateUnlock this class to watch7m 28s
- Roles of the Regulatory bodiesUnlock this class to watch4m 18s
- Major international Regulatory bodiesUnlock this class to watch1m 33s
- Regulatory compliance frameworksUnlock this class to watch48s
- Compliance ProgramUnlock this class to watch1m 47s
- Regulatory requirements for financial institutionsUnlock this class to watch4m 20s
- Effects of regulations on banking operationsUnlock this class to watch59s
- Key Responsibilities for Transparency and Risk Management:Unlock this class to watch2m 45s
- Role of technology in ensuring regulatory complianceUnlock this class to watch1m 1s
- Compliance challenges faced by financial institutions.Unlock this class to watch1m 19s
- The Regulatory Compliance FunctionUnlock this class to watch6m 34s
- Compliance and Corporate GovernanceUnlock this class to watch3m 18s
- Understanding risk management in regulatory complianceUnlock this class to watch1m 26s
- Regulatory risk managementUnlock this class to watch4m 35s
- Monitoring and evaluating Compliance riskUnlock this class to watch5m 37s
- Introduction to financial crimesUnlock this class to watch1m 40s
- Anti-Money Laundering and obligationsUnlock this class to watch3m 54s
- Fraud and how to prevent itUnlock this class to watch1m 33s
- Bribery, Corruption, and Market AbuseUnlock this class to watch1m 6s
- Insider DealingUnlock this class to watch44s
- Conflicts of interestUnlock this class to watch55s
- Overview of Compliance Challenges in the Finance IndustryUnlock this class to watch1m 33s
- Regulatory Compliance Issues in BankingUnlock this class to watch1m 49s
- Compliance Challenges in Investment ManagementUnlock this class to watch1m 40s
- Navigating Compliance Requirements in InsuranceUnlock this class to watch1m 30s
- Addressing Compliance Risks in FintechUnlock this class to watch2m 3s
- Technological advancements shaping global regulationsUnlock this class to watch1m 59s
- Impact of Geopolitical Events on Regulatory LandscapeUnlock this class to watch2m 34s
- Benefits for Financial InstitutionsUnlock this class to watch1m 27s
- Main Fintech Regulatory IssuesUnlock this class to watch1m 1s
- Regulatory SandboxUnlock this class to watch44s
- Data security measures and compliance requirementsUnlock this class to watch1m 6s
- Regulatory FrameworksUnlock this class to watch48s
- Implementing Effective Compliance ProgramsUnlock this class to watch1m 20s
- Risk Assessment and MitigationUnlock this class to watch40s
- Employee Training and AwarenessUnlock this class to watch33s
- Monitoring and ReportingUnlock this class to watch48s
- ClosingUnlock this class to watch1m 4s
This class is part of the following certifications
Certified Portfolio & Fund Manager (CPFM)
63 ClassesUnlimited interactive exercises
Unlock Certificate
Certificate in AI-Powered Financial Analysis (CAFA)
56 ClassesUnlimited interactive exercises
Unlock Certificate
ClassFAQs
The course aims to provide a deep understanding of global financial regulations, key regulatory frameworks, and compliance strategies required to maintain stability and integrity in financial markets.
The course is intended for finance professionals, compliance officers, and regulatory affairs specialists seeking to strengthen their knowledge of regulations and compliance practices.
The module covers major regulatory bodies, their functions, and their influence on the financial sector, including organizations like the Basel Committee and IOSCO.
The course includes a dedicated module on preventing financial crime, covering AML frameworks, KYC procedures, and strategies to combat money laundering, fraud, and corruption.
Learners will understand how technological advancements, data security requirements, and ESG considerations are shaping modern regulatory frameworks.
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